DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
D••••••• E••••••• M•••••• G••••• F•••• L•••
Other Private Fundadvised byD••••••• C•••••• M••••••••• L••asset manager805-8839823124no longer reportedIAPD
Gross asset value
$12.5M
as of Feb 4, 2019; not a fund size
Peak GAV
$12.5M
highest filing
Owners
25
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
53%
of the fund
Owned by funds
54%
fund-of-funds interests
Non-US owners
0%
Reported
10 filings
Mar 31, 2017 to Feb 4, 2019
Reporting history
one row per Form ADV filing
Gross asset value$12.5M as of Feb 4, 2019
Mar 31, 2017$14,200 then
Owners25 as of Feb 4, 2019
Mar 31, 201712 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 7% of the adviser's clients investedreported
- Form D file number
- 021-272801reportedthe join to the Form D offering
- Type as written
- OTHER INVESTMENT FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- The Northern Trust CompanyChicago, Illinois
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 53%reportedadviser and related persons