DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

2•• V••••••• L••

Venture Capital Fundadvised byS•••• B••••••• A•••• M••••••••• L••former805-8883881898IAPD
Gross asset value
$119,469
as of Oct 13, 2017; not a fund size
Peak GAV
$354,256
highest filing
Owners
13
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
5%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
23 filings
Mar 1, 2012 to Oct 13, 2017
Reporting history
one row per Form ADV filing
Gross asset value$119,469 as of Oct 13, 2017
Mar 1, 2012$354,256 then
Owners13 as of Oct 13, 2017
Mar 1, 201213 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
New York, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Sterne, Agee & Leach, Inc.
    Birmingham, Alabama
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
5.0%reportedadviser and related persons