DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
E••••••••• C•••••• A••••• F••• I• L••
Gross asset value
$9.4M
as of Aug 10, 2026; not a fund size
Peak GAV
$11.1M
highest filing
Owners
64
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
7%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
26 filings
Jun 2, 2022 to Aug 10, 2026
Reporting history
one row per Form ADV filing
Gross asset value$11.1M as of Dec 5, 2024
Jun 2, 2022$5.3M then
Owners64 as of Dec 5, 2024
Jun 2, 202267 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- feederreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 2% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Flourish Financial LLCNew York, New York
- Oakworth Capital BankBirmingham, Alabama · LEI 549300SX6THT96LFD245
Across DFX
shared identifiers only
- E••••••••• C•••••• A••••• F••• I• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 7.0%reportedadviser and related persons