DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
F•••••••• T••••••••• V•••••••• L•••
Gross asset value
$2,757
as of Mar 30, 2017; not a fund size
Peak GAV
$1.4M
highest filing
Owners
22
beneficial owners reported
Minimum investment
$22,500
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
1%
Reported
9 filings
Mar 20, 2012 to Mar 30, 2017
Reporting history
one row per Form ADV filing
Gross asset value$2,757 as of Mar 30, 2017
Mar 20, 2012$1.4M then
Owners22 as of Mar 30, 2017
Mar 20, 201222 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
- Wells Fargo Bank N.A.San Francisco, California
Across DFX
shared identifiers only
- F•••••••• T••••••••• V•••••••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons