DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L•• M••••• C••••••• L••
Gross asset value
$1.8M
as of Mar 29, 2024; not a fund size
Peak GAV
$14.3M
highest filing
Owners
57
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
2%
Reported
18 filings
Mar 28, 2014 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.8M as of Mar 29, 2024
Mar 28, 2014$3.9M then
Owners57 as of Mar 29, 2024
Mar 28, 201457 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-191419reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Jpmorgan Chase Bank, N.A.Los Angeles, California · LEI 7H6GLXDRUGQFU57RNE97
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSanta Monica, California
- Wells Fargo Bank, N.A.San Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
- L•• M••••• C••••••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons