DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
D•••• L•••• A••••••• P•••••• D••• F••• I••• L•••
Other Private Fundadvised byD•••• I••••••••• C••••••asset manager805-8947139292no longer reportedIAPD
Gross asset value
$288M
as of Feb 7, 2022; not a fund size
Peak GAV
$288M
highest filing
Owners
16
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
7 filings
Dec 21, 2017 to Feb 7, 2022
Reporting history
one row per Form ADV filing
Gross asset value$288M as of Feb 7, 2022
Dec 21, 2017$92.6M then
Owners16 as of Feb 7, 2022
Dec 21, 20178 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Canadareported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
- Type as written
- MEZZANINEreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- J.P. Morgan Chase Bank N.A.New York, New York · LEI 7H6GLXDRUGQFU57RNE97
Across DFX
shared identifiers only
- D•••• L•••• A••••••• P•••••• D••• F••• I••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons