DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
W••• I• E•• U• O••••••• I••••••••• L•••
Gross asset value
$108M
as of Nov 19, 2024; not a fund size
Peak GAV
$108M
highest filing
Owners
44
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
99%
Reported
11 filings
Mar 28, 2024 to Nov 19, 2024
Reporting history
one row per Form ADV filing
Gross asset value$108M as of Nov 19, 2024
Mar 28, 2024$108M then
Owners44 as of Nov 19, 2024
Mar 28, 202444 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Abn Amro Bank N.VGustav Mahlerlaan, Netherlands
- Banco Santander (Mexico), S.A.Mexico City, Mexico
- Barclays Bank PlcLondon, United Kingdom
- Barclays Bank Plc, Jersey BranchSt. Helier, Jersey
- Carta Securities, LLCSan Francisco, California
- Cibc Bank USAChicago, Illinois
- Citibank N.A.New York, New York
- G•••••• S•••• • C•• L••New York, New York · related person of the adviser
- HandelsbankenHavneholmen, Denmark
- Ing Bank N.V.Leeuwarden, Netherlands
- Ing Bank N.V., London BranchLondon, United Kingdom
- J.P. Morgan Bank Luxembourg S.A.Senningerberg, Luxembourg
- JP Morgan Chase Bank NaBournemouth, United Kingdom
- JP Morgan Chase Bank, NaLondon, United Kingdom
- JP Morgan Chase Bank, NaNew York, New York
- Macquarie Bank LimitedSydney, Australia
- Morgan Stanley Capital Services LLCNew York, New York
- NordeaCopenhagen, Denmark
- Principal BankMinneapolis, Minnesota
- Santander Securities Services Brasil Dtvm S.A.Sao Paulo, Brazil
Across DFX
shared identifiers only
- W••• I• E•• U• O••••••• I••••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 100%reportedadviser and related persons