DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Luma Pep Xxi

Private Equity Fundadvised byLuma Capitalindependent RIA805-9015759890IAPD
Gross asset value
$618,159
as of Mar 31, 2024; not a fund size
Peak GAV
$961,456
highest filing
Owners
12
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
15%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
11 filings
Mar 31, 2017 to Mar 31, 2024
Reporting history
one row per Form ADV filing
Gross asset value$618,159 as of Mar 31, 2024
Mar 31, 2017$270,000 then
Owners12 as of Mar 31, 2024
Mar 31, 201712 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Florida, United Statesreported
Clients solicited
yes, 20% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Iberiabank
    Naples, Florida
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
15%reportedadviser and related persons