DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A••• G••••• A••••• L•••
Gross asset value
$1.4B
as of Jun 28, 2024; not a fund size
Peak GAV
$1.6B
highest filing
Owners
321
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
14%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
93%
Reported
12 filings
Jun 30, 2016 to Jun 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.4B as of Jun 28, 2024
Jun 30, 2016$965M then
Owners321 as of Jun 28, 2024
Jun 30, 2016201 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Guernseyreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Aztec Financial Services (Guernsey Limited)St. Peter Port, Guernsey
Across DFX
shared identifiers only
- A••• G••••• A••••• L••• · peshared adv fund id
- A••• G••••• A••••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 14%reportedadviser and related persons