DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B••••••• S••••••••• O••••••••• F•••• L•
Gross asset value
$103M
as of Dec 15, 2015; not a fund size
Peak GAV
$103M
highest filing
Owners
96
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
40%
of the fund
Owned by funds
1%
fund-of-funds interests
Non-US owners
0%
Reported
5 filings
Apr 1, 2013 to Dec 15, 2015
Reporting history
one row per Form ADV filing
Gross asset value$103M as of Dec 15, 2015
Apr 1, 2013$6.0M then
Owners96 as of Dec 15, 2015
Apr 1, 201325 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-190889reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Wells Fargo TrustDenver, Colorado
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 40%reportedadviser and related persons