DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Private Equity Fundadvised byE• H••••••••• P•••••••asset manager805-9149090976no longer reportedIAPD
Gross asset value
$18.6M
as of Apr 30, 2021; not a fund size
Peak GAV
$63.1M
highest filing
Owners
6
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
98%
Reported
13 filings
Feb 14, 2012 to Apr 30, 2021
Reporting history
one row per Form ADV filing
Gross asset value$18.6M as of Apr 30, 2021
Feb 14, 2012$50.0M then
Owners6 as of Apr 30, 2021
Feb 14, 20127 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-115531reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • American Stock Transfer & Trust Company, LLC
    Brooklyn, New York · LEI 254900TS5EWP83BEOU02
  • Computershare Trust Company, National Association
    College Station, Texas · LEI 2549001YYB62BVMSAO13
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
  • Silicon Valley Bank
    Broomfield, Colorado · LEI 0K2D5AK28E3O5CC06E35
  • UBS Financial Services Inc.
    Boston, Massachusetts
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
2.0%reportedadviser and related persons