DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
W•••• T••••• P••••••••• L•
Gross asset value
$211M
as of Mar 27, 2024; not a fund size
Peak GAV
$281M
highest filing
Owners
55
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
63%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
21 filings
Mar 31, 2016 to Mar 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$211M as of Mar 27, 2024
Mar 31, 2016$10.0M then
Owners55 as of Mar 27, 2024
Mar 31, 20168 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Texas, United Statesreported
- Clients solicited
- yes, 42% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Texas Capital Bank, N.A.Dallas, Texas · LEI 38PG5GG0OEQK4QMSKE59
Across DFX
shared identifiers only
- W•••• T••••• P••••••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 63%reportedadviser and related persons