DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
K••••••••• F•••••• M••••• F••• L•
Gross asset value
$305M
as of Mar 29, 2024; not a fund size
Peak GAV
$660M
highest filing
Owners
30
beneficial owners reported
Minimum investment
$25.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
9 filings
Mar 29, 2019 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$305M as of Mar 29, 2024
Mar 29, 2019$50.0M then
Owners30 as of Mar 29, 2024
Mar 29, 20191 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-335374reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaNew York, New York
- CoinbaseNew York, New York · LEI 549300ZHW72BH3BM4Q58
- Goldman Sachs & CoNew York, New York
- Nomura Global Financial Products IncNew York, New York
- Northern Trust International Banking CorporationJersey City, New Jersey
- R.J. O'Brien Securities, LLCChicago, Illinois
- Sg Americas Securities, LLCNew York, New York
- Fcm Division Of Stonex Financial Inc.Chicago, Illinois
- U.S. BankCincinatti, Ohio
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons