DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

O•••••• P••••••••• S•••••• L••

Venture Capital Fundadvised byO•••••• C••••••• L••independent RIA805-9167295957no longer reportedIAPD
Gross asset value
$2.1M
as of Jul 13, 2019; not a fund size
Peak GAV
$2.1M
highest filing
Owners
17
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
9%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
4%
Reported
5 filings
Jul 30, 2018 to Jul 13, 2019
Reporting history
one row per Form ADV filing
Gross asset value$2.1M as of Jul 13, 2019
Jul 30, 2018$2.1M then
Owners17 as of Jul 13, 2019
Jul 30, 201817 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 0% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Ctbc Bank Corp. (USA)
    Los Angeles, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
9.0%reportedadviser and related persons