DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
P••• C••••••••• I• L••
Other Private Fundadvised byP•••••••• C•••••• A•••••••• L••asset manager805-9185271549no longer reportedIAPD
Gross asset value
$6.1M
as of May 26, 2022; not a fund size
Peak GAV
$6.1M
highest filing
Owners
15
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
17%
of the fund
Owned by funds
7%
fund-of-funds interests
Non-US owners
13%
Reported
10 filings
Mar 31, 2016 to May 26, 2022
Reporting history
one row per Form ADV filing
Gross asset value$6.1M as of May 26, 2022
Mar 31, 2016$2.6M then
Owners15 as of May 26, 2022
Mar 31, 201611 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-283728reportedthe join to the Form D offering
- Type as written
- DIRECT EQUITY INVESTMENTreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankNew York, New York
Across DFX
shared identifiers only
- P••• C••••••••• I• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 17%reportedadviser and related persons