DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G••• E••••••• Y•••• F•••
Gross asset value
$292M
as of Mar 21, 2014; not a fund size
Peak GAV
$568M
highest filing
Owners
977
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
3%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
93%
Reported
12 filings
Mar 30, 2012 to Mar 21, 2014
Reporting history
one row per Form ADV filing
Gross asset value$292M as of Mar 21, 2014
Mar 30, 2012$568M then
Owners977 as of Mar 21, 2014
Mar 30, 20121,399 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- feeder of 805-3243569502reported
- Fund of funds
- noreported
- Organized in
- Canadareported
- Clients solicited
- yes, 29% of the adviser's clients investedreported
- Form D file number
- 021-194422reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- RBC Dexia Investor ServicesToronto, Canada
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 3.0%reportedadviser and related persons