DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••• C•••••• E••••• F••• I• L•
Private Equity Fundadvised byS•••••• C•••••• M••••••••• L••asset manager805-9213577560no longer reportedIAPD
Gross asset value
$41.1M
as of May 29, 2014; not a fund size
Peak GAV
$54.9M
highest filing
Owners
10
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
98%
fund-of-funds interests
Non-US owners
47%
Reported
5 filings
Sep 4, 2013 to May 29, 2014
Reporting history
one row per Form ADV filing
Gross asset value$41.1M as of May 29, 2014
Sep 4, 2013$23.4M then
Owners10 as of May 29, 2014
Sep 4, 20139 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-200801reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank And Trust OperationsBoston, Massachusetts
Across DFX
shared identifiers only
- S•••••• C•••••• E••••• F••• I• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 2.0%reportedadviser and related persons