DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
V•••••••• T•••••• F•••• L•
Gross asset value
$940M
as of Sep 13, 2016; not a fund size
Peak GAV
$1.1B
highest filing
Owners
77
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
38%
fund-of-funds interests
Non-US owners
34%
Reported
10 filings
Mar 29, 2012 to Sep 13, 2016
Reporting history
one row per Form ADV filing
Gross asset value$940M as of Sep 13, 2016
Mar 29, 2012$11.4M then
Owners77 as of Sep 13, 2016
Mar 29, 201217 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 42% of the adviser's clients investedreported
- Form D file number
- 021-181283reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankSan Francisco, California
- Morgan Stanley & Co LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons