DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
F•••••••• G••••• F••••••• F••• L••
Gross asset value
$139M
as of Mar 27, 2024; not a fund size
Peak GAV
$169M
highest filing
Owners
86
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
22%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
18 filings
Mar 7, 2012 to Mar 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$139M as of Mar 27, 2024
Mar 7, 2012$84.9M then
Owners86 as of Mar 27, 2024
Mar 7, 201270 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-113003reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Acleda Bank PlcPhnom Penh, Cambodia · LEI 529900PQVCDBE6NA9O55
- Altree Custody Services Ltd.Hamilton, Bermuda · LEI 254900VZZEP83BA31874
- Analytica SecuritiesQuito, Ecuador
- Bdsec Joint Stock CompanyUlaanbaatar City, Mongolia · LEI 5493002J7XMQVIAEEF46
- Canadia BankPhnom Penh, Cambodia
- Golomt BankUlanbaatar City, Mongolia · LEI 549300QLH7BRA4EIZO16
- Jmp SecuritiesPort Moresby, Papua New Guinea
- Kt Zmico Securities Company LimitedBangkok, Thailand · LEI 254900GHC3H680M1SJ91
- Nlb Banka Ad SkopjeSkopje, R., North Macedonia · LEI 48510000156ESYOBV122
- The Bank Of New York MellonNew York, New York · LEI HPFHU0OQ28E4N0NFVK49
Across DFX
shared identifiers only
- F•••••••• G••••• F••••••• F••• L•• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 22%reportedadviser and related persons