DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
E• H••••••••• P••••••• L•••
Gross asset value
$337M
as of Oct 7, 2024; not a fund size
Peak GAV
$812M
highest filing
Owners
27
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
3%
of the fund
Owned by funds
59%
fund-of-funds interests
Non-US owners
32%
Reported
18 filings
Mar 31, 2015 to Oct 7, 2024
Reporting history
one row per Form ADV filing
Gross asset value$337M as of Oct 7, 2024
Mar 31, 2015$216M then
Owners27 as of Oct 7, 2024
Mar 31, 201511 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-220267reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Carta Securities, LLCPalo Alto, California
- Computershare Trust Company, National AssociationCollege Station, Texas · LEI 2549001YYB62BVMSAO13
- First-Citizens Bank & Trust CompanyRaleigh, North Carolina · LEI L9VVX1KT5TFTKS0MLF66
- UBS Financial Services Inc.Boston, Massachusetts
Across DFX
shared identifiers only
- E•••• W•••••••• F••• I•• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons