DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• M•••••• T••••••••• P•••••••• L•••
Gross asset value
$29.6M
as of Mar 26, 2024; not a fund size
Peak GAV
$158M
highest filing
Owners
38
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
17%
fund-of-funds interests
Non-US owners
7%
Reported
11 filings
Mar 21, 2017 to Mar 26, 2024
Reporting history
one row per Form ADV filing
Gross asset value$29.6M as of Mar 26, 2024
Mar 21, 2017$150M then
Owners38 as of Mar 26, 2024
Mar 21, 201748 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-278079reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Cibc Bank USAChicago, Illinois · LEI FDXQ75GPEQKRPWABYN63
- Computershare Trust Company, N.A.Canton, Massachusetts · LEI 2549001YYB62BVMSAO13
- J.P. Morgan Chase Bank, N.A.New York, New York · LEI 7H6GLXDRUGQFU57RNE97
Across DFX
shared identifiers only
- S••••• M•••••• T••••••••• P•••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons