DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•••• G••••• I••••••• O••••••••• M••••• F•••• L•••
Gross asset value
$708M
as of Mar 31, 2015; not a fund size
Peak GAV
$708M
highest filing
Owners
203
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
25%
of the fund
Owned by funds
9%
fund-of-funds interests
Non-US owners
14%
Reported
1 filings
Mar 31, 2015 to Mar 31, 2015
Reporting history
one row per Form ADV filing
Gross asset value: $708M
Owners: 203
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Analytica Securities C.A. Casa De ValoresQuito, Ecuador
- Barclays Banks, PlcNew York, New York
- Credit Suisse Securities (USA) LLCNew York, New York
- Deutsche Bank AgFrankfurt, Germany
- Deutsche Bank Securities Inc.New York, New York
- Goldman Sachs InternationalLondon, United Kingdom
- Goldman, Sachs & Co.New York, New York
- J.P. Morgan Chase Bank, NaNew York, New York
- J.P. Morgan Clearing Corp.New York, New York
- J.P. Morgan Securities LLCNew York, New York
- Merrill Lynch InternationalLondon, United Kingdom
- Morgan Stanley & Co. International Ltd.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- UBS AgLondon, United Kingdom
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 25%reportedadviser and related persons