DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
2••• R•••••••• C•••••• A••••••••• F•••• L•••
Gross asset value
$41.1M
as of Sep 11, 2017; not a fund size
Peak GAV
$167M
highest filing
Owners
78
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
15%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Feb 14, 2012 to Sep 11, 2017
Reporting history
one row per Form ADV filing
Gross asset value$41.1M as of Sep 11, 2017
Feb 14, 2012$167M then
Owners78 as of Sep 11, 2017
Feb 14, 201279 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- JP Morgan ChaseNewark, Delaware
- Key BankCleveland, Ohio
Across DFX
shared identifiers only
- 2••• R•••••••• C•••••• A••••••••• F•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 5.0%reportedadviser and related persons