DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O•••••• S•••••• O••••••••• F••• I• L•
Private Equity Fundadvised byO•••••• C•••••• M••••••••• L•••former805-9254663378no longer reportedIAPD
Gross asset value
$0
as of Aug 9, 2016; not a fund size
Peak GAV
$378,000
highest filing
Owners
10
beneficial owners reported
Minimum investment
$10,000
as reported
Adviser and related own
40%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Jun 19, 2015 to Aug 9, 2016
Reporting history
one row per Form ADV filing
Gross asset value$0 as of Aug 9, 2016
Jun 19, 2015$378,000 then
Owners10 as of Aug 9, 2016
Jun 19, 201510 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Texas, United Statesreported
- Clients solicited
- yes, 2% of the adviser's clients investedreported
- Form D file number
- 021-221354reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- J.P. Morgan Securities LLCDallas, Texas
Across DFX
shared identifiers only
- O•••••• S•••••• O••••••••• F•••• I• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 40%reportedadviser and related persons