DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M••• M••••••••• D•••••• A•••• F••• L•
Gross asset value
$21.5M
as of Aug 12, 2026; not a fund size
Peak GAV
$21.5M
highest filing
Owners
39
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
20%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
5 filings
Mar 31, 2023 to Aug 12, 2026
Reporting history
one row per Form ADV filing
Gross asset value$12.5M as of Oct 1, 2024
Mar 31, 2023$7.7M then
Owners39 as of Oct 1, 2024
Mar 31, 202339 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 11% of the adviser's clients investedreported
- Form D file number
- 021-434223reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Charles Schwab & Co., Inc.San Francisco, California
- SfoxLos Angeles, California · LEI NMLS ID 2225746
- Stonex Financial Inc.Winter Park, Florida
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 20%reportedadviser and related persons