DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Gross asset value
$381M
as of Dec 20, 2024; not a fund size
Peak GAV
$454M
highest filing
Owners
23
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
87%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
57 filings
Mar 30, 2012 to Dec 20, 2024
Reporting history
one row per Form ADV filing
Gross asset value$381M as of Dec 20, 2024
Mar 30, 2012$222M then
Owners23 as of Dec 20, 2024
Mar 30, 201220 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 3% of the adviser's clients investedreported
Form D file number
021-185013reportedthe join to the Form D offering
Type as written
TRADITIONAL LONG FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Mitsubishi Ufj Trust And Banking Corporation
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
87%reportedadviser and related persons