DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••••••• P••••••• F•••••• S•••••• F••• I• L•
Private Equity Fundadvised byC••••••• I••••••••• A•••••••• L••former805-9296338581no longer reportedIAPD
Gross asset value
$1.8M
as of Nov 1, 2013; not a fund size
Peak GAV
$3.5M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$2.5M
as reported
Adviser and related own
1%
of the fund
Owned by funds
99%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Feb 16, 2012 to Nov 1, 2013
Reporting history
one row per Form ADV filing
Gross asset value$1.8M as of Nov 1, 2013
Feb 16, 2012$935,445 then
Owners2 as of Nov 1, 2013
Feb 16, 20122 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-144628reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Park Sterling BankCharlotte, North Carolina
Across DFX
shared identifiers only
- C••••••••• F•••••• S•••••• F••• I• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons