DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

B••••••••• C••••• 2••••• F•••

Gross asset value
$598M
as of Nov 27, 2018; not a fund size
Peak GAV
$598M
highest filing
Owners
17
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
100%
of the fund
Owned by funds
100%
fund-of-funds interests
Non-US owners
98%
Reported
14 filings
Mar 29, 2017 to Nov 27, 2018
Reporting history
one row per Form ADV filing
Gross asset value$598M as of Nov 27, 2018
Mar 29, 2017$500M then
Owners17 as of Nov 27, 2018
Mar 29, 201718 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
feeder of 805-9915798922reported
Fund of funds
yesreported
Organized in
Bermudareported
Clients solicited
yes, 5% of the adviser's clients investedreported
Form D file number
none reportedreported
Type as written
FUND OF FUNDSreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Citco Bank Canada
    Toronto, Canada
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
100%reportedadviser and related persons