DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
0•••• H•• E••••••••• I•••• L•••
Gross asset value
$105M
as of May 31, 2024; not a fund size
Peak GAV
$105M
highest filing
Owners
52
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
17%
Reported
10 filings
Mar 27, 2019 to May 31, 2024
Reporting history
one row per Form ADV filing
Gross asset value$105M as of May 31, 2024
Mar 27, 2019$66.0M then
Owners52 as of May 31, 2024
Mar 27, 201951 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-321215reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A.San Francisco, California · LEI B4TYDEB6GKMZO031MB27
- J.P.Morgan Chase Bank, N.A.,San Francisco, California · LEI 7H6GLXDRUGQFU57RNE97
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Societe Generale Bank & TrustLuxembourg, Luxembourg · LEI TPS0Q8GFSZF45ZZFL873
Across DFX
shared identifiers only
- 9•• H•• E••••••••• I•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons