DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Luma Pep Xv

Private Equity Fundadvised byLuma Capitalindependent RIA805-9333013842IAPD
Gross asset value
$806,005
as of Mar 31, 2024; not a fund size
Peak GAV
$1.6M
highest filing
Owners
11
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
8%
Reported
14 filings
Apr 24, 2014 to Mar 31, 2024
Reporting history
one row per Form ADV filing
Gross asset value$806,005 as of Mar 31, 2024
Apr 24, 2014$1.1M then
Owners11 as of Mar 31, 2024
Apr 24, 201411 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Florida, United Statesreported
Clients solicited
yes, 20% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Iberiabank
    Lafyette, Louisiana
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
0.0%reportedadviser and related persons