DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

H••••• I••••• F••• S••••• S•••• • R•••

Other Private Fundadvised byH••••• I•••••mixed wealth805-9334116666no longer reportedIAPD
Gross asset value
$5.7M
as of Sep 30, 2020; not a fund size
Peak GAV
$5.7M
highest filing
Owners
20
beneficial owners reported
Minimum investment
$125,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
8 filings
Mar 31, 2020 to Sep 30, 2020
Reporting history
one row per Form ADV filing
Gross asset value$5.7M as of Sep 30, 2020
Mar 31, 2020$5.7M then
Owners20 as of Sep 30, 2020
Mar 31, 202020 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Luxembourgreported
Clients solicited
yes, 0% of the adviser's clients investedreported
Form D file number
none reportedreported
Type as written
TACTICAL CONTROLLED FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • UBS Europe Se, Luxembourg Branch
    Luxembourg, Luxembourg
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
0.0%reportedadviser and related persons