DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Private fund
Sm Merger/Arbitrage, L.P.
Gross asset value
$34.8M
as of Jun 10, 2024; not a fund size
Peak GAV
$41.3M
highest filing
Owners
35
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
21%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
2%
Reported
23 filings
Mar 29, 2012 to Jun 10, 2024
Reporting history
one row per Form ADV filing
Gross asset value$34.8M as of Jun 10, 2024
Mar 29, 2012$24.6M then
Owners35 as of Jun 10, 2024
Mar 29, 201221 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-54970reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Jefferies LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 21%reportedadviser and related persons