DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
N••• K••• P•••••••• L•••
Gross asset value
$16.6M
as of Jun 20, 2016; not a fund size
Peak GAV
$36.5M
highest filing
Owners
5
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
97%
fund-of-funds interests
Non-US owners
99%
Reported
8 filings
Feb 25, 2012 to Jun 20, 2016
Reporting history
one row per Form ADV filing
Gross asset value$16.6M as of Jun 20, 2016
Feb 25, 2012$32.5M then
Owners5 as of Jun 20, 2016
Feb 25, 20124 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 4% of the adviser's clients investedreported
- Form D file number
- 021-161462reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citigroup Global Markets L••••••London, United Kingdom
- Deutsche Bank AgFrankfurt, Germany
- Goldman Sachs InternationalLondon, United Kingdom
- Merrill Lynch InternationalLondon, United Kingdom
- Morgan Stanley & Co. International Plc.London, United Kingdom
- UBS AgLondon, United Kingdom
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 3.0%reportedadviser and related persons