DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T••• Y•• P••••••• M••••• F•••• L•••
Gross asset value
$2.8B
as of Mar 27, 2024; not a fund size
Peak GAV
$9.8B
highest filing
Owners
132
beneficial owners reported
Minimum investment
$25.0M
as reported
Adviser and related own
6%
of the fund
Owned by funds
5%
fund-of-funds interests
Non-US owners
17%
Reported
23 filings
Mar 30, 2012 to Mar 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$2.8B as of Mar 27, 2024
Mar 30, 2012$35.4M then
Owners132 as of Mar 27, 2024
Mar 30, 201210 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-157252reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of New York MellonNew York, New York
- Citibank (China) Co., Ltd.Shanghai, China · LEI IMRQEARW2X0ZMJAJ5J58
- First Republic BankNew York, New York · LEI YWC0TIKBQM2JV8L4IV08
- Goldman Sachs & Co. LLCNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
Across DFX
shared identifiers only
- T••• Y•• P••••••• M••••• F•••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 6.0%reportedadviser and related persons