DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Gross asset value
$430M
as of Mar 28, 2024; not a fund size
Peak GAV
$430M
highest filing
Owners
23
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
12%
fund-of-funds interests
Non-US owners
21%
Reported
8 filings
Mar 28, 2019 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$430M as of Mar 28, 2024
Mar 28, 2019$311M then
Owners23 as of Mar 28, 2024
Mar 28, 201923 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-332702reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Citizens Private Bank & Trust
    Providence, Rhode Island · LEI DRMSV1Q0EKMEXLAU1P80
  • Tristate Capital Bank
    Villanova, Pennsylvania · LEI 5493002GQNJKJONGBS18
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
0.0%reportedadviser and related persons