DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H••••• V•••••• P••••••• L••
Gross asset value
$0
as of Sep 14, 2016; not a fund size
Peak GAV
$3.6M
highest filing
Owners
49
beneficial owners reported
Minimum investment
$10,000
as reported
Adviser and related own
86%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
11 filings
Mar 22, 2012 to Sep 14, 2016
Reporting history
one row per Form ADV filing
Gross asset value$0 as of Sep 14, 2016
Mar 22, 2012$1.8M then
Owners49 as of Sep 14, 2016
Mar 22, 201246 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Illinois, United Statesreported
- Clients solicited
- yes, 13% of the adviser's clients investedreported
- Form D file number
- 021-9999999999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- JP Morgan Chase BankNew York, New York
Across DFX
shared identifiers only
- H••••• V•••••• P••••••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 86%reportedadviser and related persons