DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L•• C••••• P••••••• V• L•
Gross asset value
$207M
as of May 16, 2023; not a fund size
Peak GAV
$207M
highest filing
Owners
32
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
3 filings
Mar 31, 2023 to May 16, 2023
Reporting history
one row per Form ADV filing
Gross asset value$207M as of May 16, 2023
Mar 31, 2023$207M then
Owners32 as of May 16, 2023
Mar 31, 202332 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-459231reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citibank, N.A.New York, New York
- Citizens Bank, NaProvidence, Rhode Island
- Computershare Trust Company, N.A.Canton, Massachusetts
- Wells Fargo Bank, NaMinneapolic, Minnesota
Across DFX
shared identifiers only
- L•• C••••• P••••••• V• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons