DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•••••• E••••••• M•••••• S•••• C•• F•••• L•
Gross asset value
$4.1M
as of Oct 9, 2024; not a fund size
Peak GAV
$4.2M
highest filing
Owners
7
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
60%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
20 filings
Mar 20, 2014 to Oct 9, 2024
Reporting history
one row per Form ADV filing
Gross asset value$4.1M as of Oct 9, 2024
Mar 20, 2014$3.5M then
Owners7 as of Oct 9, 2024
Mar 20, 201410 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Washington, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-235021reportedthe join to the Form D offering
- Type as written
- LONG-ONLY, PUBLIC EQUITY FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Seattle BankSeattle, Washington
- State Street Global Advisors Funds Distributors, LLCBoston, Massachusetts · LEI 549300ZFEEJ21P5VME73
- The Northern Trust CompanyChicago, Illinois · LEI 6PTKHDJDUF78PFWH30
- Umb Bank N.A.Kansas City, Missouri
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 60%reportedadviser and related persons