DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L••• R•• P•••••••• L••
Private Equity Fundadvised byL••••• K••• C•••••• M••••••••• C•••••••••mixed wealth805-9419177773no longer reportedIAPD
Gross asset value
$983,303
as of Oct 3, 2013; not a fund size
Peak GAV
$1.7M
highest filing
Owners
9
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
87%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
10 filings
Mar 30, 2012 to Oct 3, 2013
Reporting history
one row per Form ADV filing
Gross asset value$983,303 as of Oct 3, 2013
Mar 30, 2012$1.3M then
Owners9 as of Oct 3, 2013
Mar 30, 20129 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Texas, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Frost BankFort Worth, Texas
Across DFX
shared identifiers only
- L••• R•• P•••••••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 87%reportedadviser and related persons