DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

H••••• 1• L••

Other Private Fundadvised byH•••••••• P••••••• M••••••••• L•••asset manager805-9425629085IAPD
Gross asset value
$102M
as of Apr 30, 2024; not a fund size
Peak GAV
$104M
highest filing
Owners
49
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
39%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
7%
Reported
19 filings
Mar 30, 2016 to Apr 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$102M as of Apr 30, 2024
Mar 30, 2016$10.0M then
Owners49 as of Apr 30, 2024
Mar 30, 201620 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Type as written
SPECIAL PURPOSE CO-INVEST VEHICLEreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America
    Charleston, South Carolina
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Francisco, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
39%reportedadviser and related persons