DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
E•• A••••••• R••••• M••••• F•••
Gross asset value
$490M
as of Apr 28, 2023; not a fund size
Peak GAV
$541M
highest filing
Owners
109
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
11%
of the fund
Owned by funds
50%
fund-of-funds interests
Non-US owners
54%
Reported
5 filings
Mar 31, 2022 to Apr 28, 2023
Reporting history
one row per Form ADV filing
Gross asset value$490M as of Apr 28, 2023
Mar 31, 2022$541M then
Owners109 as of Apr 28, 2023
Mar 31, 202287 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 16% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- BnpLondon, United Kingdom · LEI R0MUWSFPU8MPRO8K5P83
- Goldman SachsLondon, United Kingdom · LEI W22LROWP2IHZNBB6K528
- Merrill LynchLondon, United Kingdom · LEI GGDZP1UYGU9STUHRDP48
- Morgan StanleyLondon, United Kingdom · LEI 4PQUHN3JPFGFNF3BB653
- Northern TrustJersey City, New Jersey · LEI 54930042DBMRRWU1QM80
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 11%reportedadviser and related persons