DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••• G••••• F••••••• M••••••• L•
Gross asset value
$106M
as of Sep 16, 2024; not a fund size
Peak GAV
$123M
highest filing
Owners
23
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
9%
Reported
10 filings
Aug 17, 2017 to Sep 16, 2024
Reporting history
one row per Form ADV filing
Gross asset value$106M as of Sep 16, 2024
Aug 17, 2017$0 then
Owners23 as of Sep 16, 2024
Aug 17, 20170 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-297520reportedthe join to the Form D offering
- Type as written
- PUBLIC EQUITY INVESTMENTSreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Analytica Securities C.A. Casa De ValoresQuito, Ecuador
- Axos Clearing LLCOmaha, Nebraska · LEI 549300HI1HI1GZBKYG51
- Banco BradescoOsasco, Brazil
- Blominvest Bank S.A.L.Beirut, Lebanon · LEI 5493009OYFGGCKNUED05
- Bok FinancialDenver, Colorado
- Rabee SecuritiesBaghdad, Iraq · LEI 254900HFF32FZVNMAX31
- State Street Bank And Trust CompanyBoston, Massachusetts · LEI 571474TGEMMWANRLN572
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons