DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

F•••• S••••• S••••• L••• F••• I• O•••••••• E•••••• L••

Other Private Fundadvised byF•••• S••••• M••••••••• L••former805-9502838052no longer reportedIAPD
Gross asset value
$27.5M
as of Nov 14, 2014; not a fund size
Peak GAV
$27.5M
highest filing
Owners
3
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
11%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
3 filings
Mar 31, 2014 to Nov 14, 2014
Reporting history
one row per Form ADV filing
Gross asset value$27.5M as of Nov 14, 2014
Mar 31, 2014$27.5M then
Owners3 as of Nov 14, 2014
Mar 31, 20143 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Type as written
WAREHOUSE L••• FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Wells Fargo Bank, National Association
    Columbia, Maryland
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
11%reportedadviser and related persons