DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Private fund
Ca 1495
Gross asset value
$184M
as of Mar 9, 2022; not a fund size
Peak GAV
$199M
highest filing
Owners
4
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
55 filings
Apr 2, 2012 to Mar 9, 2022
Reporting history
one row per Form ADV filing
Gross asset value$184M as of Mar 9, 2022
Apr 2, 2012$22.0M then
Owners4 as of Mar 9, 2022
Apr 2, 20124 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Virginia, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bny Mellon NaNew York, New York
- Fidelity Brokerage Services LLCBoston, Massachusetts
- Wilmington Trust CompanyWilmington, Delaware
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons