DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Hedge Fundadvised byA••••••••• C••••••• L•••••• P•••••••••asset manager805-9520494586no longer reportedIAPD
Gross asset value
$112M
as of Feb 24, 2021; not a fund size
Peak GAV
$719M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
12 filings
Nov 25, 2015 to Feb 24, 2021
Reporting history
one row per Form ADV filing
Gross asset value$112M as of Feb 24, 2021
Nov 25, 2015$138M then
Owners2 as of Feb 24, 2021
Nov 25, 20152 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
New York, United Statesreported
Clients solicited
yes, 0% of the adviser's clients investedreported
Form D file number
021-250175reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Credit Suisse Ag
    Zurich, Switzerland · LEI ANGGYXNX0JLX3X63JN86
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • Deutsche Bank Securities Inc.
    New York, New York
  • J.P. Morgan Securities LLC
    New York City, New York
  • Merrill Lynch Professional Clearing Corp.
    New York City, New York
  • The Bank Of New York Mellon
    New York, New York · LEI HPFHU0OQ28E4N0NFVK49
  • UBS Ag
    London, United Kingdom · LEI BFM8T61CT2L1QCEMIK50
  • UBS Securities LLC
    New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
0.0%reportedadviser and related persons