DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P••••• S••••• O••••••••• L•••
Gross asset value
$260M
as of Jun 1, 2016; not a fund size
Peak GAV
$321M
highest filing
Owners
37
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
4%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
98%
Reported
12 filings
Mar 30, 2012 to Jun 1, 2016
Reporting history
one row per Form ADV filing
Gross asset value$260M as of Jun 1, 2016
Mar 30, 2012$248M then
Owners37 as of Jun 1, 2016
Mar 30, 201220 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- British Virgin Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citco Bank & Trust Company (Bahamas) LimitedNassau, Bahamas, The
- Citco Bank Nederland N.V., Luxembourg BranchLuxembourg, Luxembourg
- Citco Banking Corporation N.V.Willemstad, Netherlands Antilles
- Efg Bank S.A.Geneva, Switzerland
- Smith & Williamson Investment Management LimitedLondon, United Kingdom
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 4.0%reportedadviser and related persons