DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
E•••• E••••• C•••••• F••• X•• L•••
Gross asset value
$9.1B
as of Mar 28, 2024; not a fund size
Peak GAV
$9.7B
highest filing
Owners
443
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
10%
fund-of-funds interests
Non-US owners
18%
Reported
9 filings
Mar 20, 2017 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$9.1B as of Mar 28, 2024
Mar 20, 2017$4.2B then
Owners443 as of Mar 28, 2024
Mar 20, 2017245 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Texas, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-300878reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- AmegybankHouston, Texas
- Fidelity Distributors Company LLCSmithfield, Rhode Island
- J.P. Morgan Securities LLCNew York, New York
Across DFX
shared identifiers only
- E•••• E••••• C•••••• F••• X•• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons