DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

P••••••• P••••••• L•

Hedge Fundadvised byP••• L•••former805-9558881136IAPD
Gross asset value
$99.0M
as of Dec 10, 2021; not a fund size
Peak GAV
$99.0M
highest filing
Owners
60
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
30%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
17 filings
Apr 3, 2012 to Dec 10, 2021
Reporting history
one row per Form ADV filing
Gross asset value$99.0M as of Dec 10, 2021
Apr 3, 2012$72.4M then
Owners60 as of Dec 10, 2021
Apr 3, 201272 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Wyoming, United Statesreported
Clients solicited
noreported
Form D file number
021-159689reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • J.P. Morgan Securities LLC
    Atlanta, Georgia
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Atlanta, Georgia
  • Morgan Stanley
    New York, New York
  • Oppenheimer & Co. Inc.
    New York, New York
  • Pershing LLC
    New York, New York
  • Raymond James & Associates, Inc.
    Atlanta, Georgia
  • RBC Capital Markets, LLC
    New York, New York
  • Sequoia Investments, Inc.
    Atlanta, Georgia
  • Stifel, Nicolaus & Company, Incorporated
    Atlanta, Georgia
  • UBS Financial Services Inc.
    Atlanta, Georgia
  • Wells Fargo Clearing Services, LLC
    New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
30%reportedadviser and related persons