DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
V••• C•••••• F••• V•••• L•••
Gross asset value
$609M
as of Sep 19, 2024; not a fund size
Peak GAV
$1.4B
highest filing
Owners
59
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
2%
of the fund
Owned by funds
7%
fund-of-funds interests
Non-US owners
47%
Reported
20 filings
Mar 26, 2015 to Sep 19, 2024
Reporting history
one row per Form ADV filing
Gross asset value$609M as of Sep 19, 2024
Mar 26, 2015$406M then
Owners59 as of Sep 19, 2024
Mar 26, 201534 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-230367reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Btig, LLCSan Francisco, California
- Citibank, N.A.Sioux Falls, South Dakota
- Computershare Securities CorporationProvidence, Rhode Island
- Continental Stock Transfer & TrustNew York, New York
- Eq Shareowner SerivcesSt Paul, Minnesota
- Marex Capital Markets Inc.New York, New York
- Pacific Stock TransferLas Vegas, Nevada
- Pershing LLCJersey City, New Jersey
- Silicon Valley Bank, A Division Of First Citizens BankSanta Clara, California
Across DFX
shared identifiers only
- V••• C•••••• F••• V•••• L••• · peshared adv fund id
- V••• C•••••• F••• V•••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons