DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
N••••• • A••••• T••• L••
Gross asset value
$516,077
as of Oct 31, 2016; not a fund size
Peak GAV
$516,077
highest filing
Owners
5
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
2%
of the fund
Owned by funds
10%
fund-of-funds interests
Non-US owners
0%
Reported
3 filings
Oct 31, 2016 to Oct 31, 2016
Reporting history
one row per Form ADV filing
Gross asset value$516,077 as of Oct 31, 2016
Oct 31, 2016$516,077 then
Owners5 as of Oct 31, 2016
Oct 31, 20165 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Massachusetts, United Statesreported
- Clients solicited
- yes, 5% of the adviser's clients investedreported
- Form D file number
- 021-273312reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
No custodian reported.
Across DFX
shared identifiers only
- N••••• • A••••• T••• L•• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons